Portfolio Managers At Risk with Ellen Bessner

  • Date: Thursday, April 11 , 2019
  • Time: 2:15 to 4:30 pm MDT, Networking reception to follow
    2:15 pm – Registration
    2:30 pm – Seminar
    4:30 pm – Reception
    Location: Fairmont Palliser, Calgary, Marquis Room, 133 9 Ave SW, Calgary, AB. This seminar is available by webcast for those located outside of Calgary.
  • Cost:
    • PMAC Member / Affiliate:
      • In-person: $75 + tax
      • Webcast: $50 + tax
    • Non-Member / Non-Affiliate: 
      • In-person: $125 + tax
      • Webcast: $100 + tax

Event Overview

Ellen Bessner, Partner – Babin Bessner Spry LLP, a leader in commercial and securities litigation, will address the risks and challenges that portfolio management professionals face in today’s ever-changing regulatory landscape and ultimately in taking care of their clients.

Ellen will impart practical tips and take-aways on how to manage the complexities of KYC and Suitability requirements while focusing on the core obligation of helping your clients achieve their personal investment objectives as a fiduciary. Challenging topics, such as working with seniors with diminished capacity, will be covered. This session will provide valuable insights on how to mitigate risks, the importance of documentation and how to avoid consequences that may harm your clients and/or damage your firm’s reputation.

This event is intended for client facing portfolio managers and compliance professionals.

Thank you to our Lead Sponsor Fidelity Clearing Canada for their generous support.

Thank you to our Gold Sponsors:

  

 

Event Registration

Should you need assistance with registering, please contact Gillian Murch at gmurch@portfoliomanagement.org.

Cancellation Policy

Cancellations must be received via email to Gillian Murch at gmurch@portfoliomanagement.org by April 4, 2019. After April 4, no refunds will be issued. Delegate substitution is permitted up to, and including, the day of the event. If you register for the event and do not attend, you are responsible for the full registration fee.

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