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Aldersley Securities Inc.
Tel: (519) 364 - 6093
Types of Accounts Managed
- Private Individual / Investor
Provinces of Business
* indicates a physical location in this province
Aldersley Securities Inc. was established September 1995 by Jack Aldersley, FCPA and his daughter, Helen E. Aldersley, CFP, CIM, FMA. Its purpose is to provide an independent investment advisory service for residents of Ontario. As of January 2018 we are managing over $80 million of client assets.
Our mission is to provide sound, competent, unbiased investment advice. Our approach is personalized. Whether it is all fixed income, all equities or a balance of both, we construct individual portfolios that are suitable for our client’s goals, circumstances and risk tolerance.
Our objective is to preserve and to grow client wealth by planning and building a diversified investment portfolio. Our equity portfolios consist of medium to large, Canadian, US and some international companies that pay stable dividends. We do not make speculative investments unless specifically told to do so by a client. Because different clients have different preferences, we do not provide pooled funds.
Each client has their own account with a discount broker which is accessible to them at all times. The discount broker acts as custodian of the securities, in addition to accounting for cash balances, collecting interest, dividends and income tax reporting.
Investments can be held in:
Investment Accounts (cash or margin)
Tax – Free Savings Accounts
Registered Retirement Savings Plan Accounts (regular, spousal and locked-in)
Registered Retirement Income Fund Accounts (regular, spousal and locked-in)
Registered Education Savings Plan Accounts
Estate or Trust Accounts
We work with our clients’ accountants and lawyers to ensure accurate reporting. To fully understand our clients’ changing needs, Aldersley Securities strives to meet with each client at least annually to reaffirm investment objectives, making changes to their portfolios as required.
Private Client Accounts are non-discretionary. We discuss all proposed transactions with our clients and do not proceed without client authorization.
Reporting and Communication with Clients
To keep in touch throughout the year the client recieves from Aldersley Securities:
Quarterly Portfolio Summary
Quarterly accumulative trading summary; tracking investment adjusted cost base and realized capital gains or losses for income tax purposes
Portfolio ‘Snapshot’ showing account market value and asset allocations at ‘a point in time’ for client meetings
Annual Portfolio Performance Summary
From the discount broker, the client will receive:
Confirmations of all trades in the account
Monthly statements showing market value of portfolio at month end, monthly trading activity, monthly cash activity and monthly investment gain or loss
Annual income tax slips such as T5, T3, etc. reporting dividend and investment income in the account
We are always available to answer client questions.
Please feel free to contact us, we would be happy to answer any questions you may have.