Toronto Regulatory & Compliance Forum

Click here to view the agenda

Date: Thursday, September 28, 2017
Time: 8:00 AM to 4:30 PM EDT (Networking Reception to follow)
Location: Toronto Board of Trade, First Canadian Place, 77 Adelaide Street West, Toronto, 4th Floor

PMAC Member/Affiliate: $325 + tax

Non-Member/Non-Affiliate: $425 + tax

**Please note the cost does not include hotel accommodations. If required, attendees are responsible for their own hotel accommodations. We recommend the Fairmont Royal York (100 Front St W). You may phone (416) 368-2511 directly for reservations. As this is peak period in Toronto, we recommend a reservation is made as soon as possible.

Event Overview:
The Toronto Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program.

Key topics will include:

  • Senior Clients – Risks and Roadmap; Keynote Luncheon Speaker – Ellen Bessner, Litigator, Author and Speaker,  Babin, Bessner Spry LLP.
  • Update from the Ontario Securities Commission
  • Cyber Security Panel
  • Future of Canadian Securities Regulation; Update on the national securities regulator by Kevan Cowan, CEO & Chief Regulator, CMAIO
  • 3 Compliance Conundrum- Case Studies
  • US Securities Law Update

Registration for Toronto Regulatory & Compliance Forum (September 28):
Should you need assistance with registering, please contact Gillian Murch at

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